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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2026-06-26 |
| TX | RA | APPROVED | 2026-06-26 |
Branch Locations
404 N Greenwich Rd Ste 401, Wichita, KS 67206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Wichita | KS | 03/2011 | 02/2024 |
| Lpl Financial Llc | Wichita | KS | 02/2024 | Present |
| Mariner Independent Advisor Network | Overland Park | KS | 02/2024 | 06/2026 |
| Aero Capital | Wichita | KS | 02/2024 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 06/2026 | Present |
1- 02/09/2024 / Aero Capital LLC / DBA for LPL Business (entity for LPL business), offering investment advisory services through Mariner Independent Advisor Network / Investment Related / 40 hrs mnth / 8 hrs during trading 2- 02/09/2024 / Cask Holdings LLC / Business Entity For Tax/Investment Purposes Only / Non Investment Related / 1 hrs mnth / 1 hrs during trading / start date 02/17/2021 3- 04/22/2024 - Aero Capital LLC - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started: 3/27/2024 - 2 Hrs/Mo During Trading. 4- 12/05/2024 - Cask Holdings II LLC - Real Estate Rental - Investment Related - 404 N Greenwich Rd, Unit 401, Wichita, KS 67206 - Start Date 11/20/2024 - 1 hour per month/ 0 hours during trading 5- 06/29/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ 7 hours during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 02/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-06-01 |
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