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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2026-06-26
TX RA APPROVED 2026-06-26
  • KS RA
    APPROVED
    Since 2026-06-26
  • TX RA
    APPROVED
    Since 2026-06-26

Branch Locations

404 N Greenwich Rd Ste 401, Wichita, KS 67206 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Wichita KS 03/2011 02/2024
Lpl Financial Llc Wichita KS 02/2024 Present
Mariner Independent Advisor Network Overland Park KS 02/2024 06/2026
Aero Capital Wichita KS 02/2024 Present
Private Advisor Group, Llc Morristown NJ 06/2026 Present
  • 03/2011 → 02/2024
    Stifel Nicolaus & Co Inc
    Wichita, KS
  • 02/2024 → Present
    Lpl Financial Llc
    Wichita, KS
  • 02/2024 → 06/2026
    Mariner Independent Advisor Network
    Overland Park, KS
  • 02/2024 → Present
    Aero Capital
    Wichita, KS
  • 06/2026 → Present
    Morristown, NJ
Previous Registrations
Other Businesses

1- 02/09/2024 / Aero Capital LLC / DBA for LPL Business (entity for LPL business), offering investment advisory services through Mariner Independent Advisor Network / Investment Related / 40 hrs mnth / 8 hrs during trading 2- 02/09/2024 / Cask Holdings LLC / Business Entity For Tax/Investment Purposes Only / Non Investment Related / 1 hrs mnth / 1 hrs during trading / start date 02/17/2021 3- 04/22/2024 - Aero Capital LLC - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started: 3/27/2024 - 2 Hrs/Mo During Trading. 4- 12/05/2024 - Cask Holdings II LLC - Real Estate Rental - Investment Related - 404 N Greenwich Rd, Unit 401, Wichita, KS 67206 - Start Date 11/20/2024 - 1 hour per month/ 0 hours during trading 5- 06/29/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ 7 hours during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 02/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-01
  • S66 Uniform Combined State Law Examination
    2009-06-01
Designations

View on SEC IAPD

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