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700 Commerce Drive Suite 170, Oakbrook, IL 60523 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-01-30 |
Branch Locations
700 Commerce Drive Suite 170, Oakbrook, IL 60523 • United States
311 South Wacker Drive Suite 5900, Chicago, IL 60606-6677 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-01-28 |
Branch Locations
Rothschild Investment, Llc Suite 5900, Chicago, IL 60606 • United States
311 S. Wacker Drive Suite 5900, Chicago, IL 60606-6618 • UNITED STATES
311 South Wacker Drive Suite 5900, Chicago, IL 60606-6677 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wintrust Investments | Chicago | IL | 11/2011 | 05/2022 |
| William Blair | Chicago | IL | 05/2022 | 08/2023 |
| Hightower Advisors, Llc | Chicago | IL | 10/2023 | 01/2025 |
| Rothschild Investment, Llc | Chicago | IL | 01/2025 | Present |
| Rothschild Wealth, Llc | Oak Brook | IL | 01/2025 | Present |
IL Notary - less than 1 hour per month in total, during securities' trading hours. Not-investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-28 |
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