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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2016-02-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Global Asset Management (U.S) Inc. | Minneapolis | MN | 04/2012 | Present |
| Rbc Capital Markets, Llc | Minneapolis | MN | 04/2012 | Present |
(1) NAME OF ENTITY: Rental Property ADDRESS: 34915 Southview Trail Hillman, MN 56338 INVESTMENT/NOT INVESTMENT RELATED: Not investment related BUSINESS DESCRIPTION: Rental Property CAPACITY: Owner START DATE: 09/01/24 DUTIES: Marketing the property to potential guests, managing overall bookkeeping and taxes HOURS DEVOTED PER MONTH: 5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (2) NAME OF ENTITY: Prairie Dog Collective ADDRESS: 6621 Galway Drive, Edina, MN 55439 INVESTMENT/NOT INVESTMENT RELATED: Not investment related BUSINESS DESCRIPTION: Content Creation CAPACITY: Owner START DATE: 04/24/2024 DUTIES: Owner, creator, creative director, finance, operations etc. HOURS DEVOTED PER MONTH: 15 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-17 |
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