Best Investors Account Sign in

Christy Noel Hoekstra

Rbc Capital Markets, LLC

New York, NY

CRD 5468424

Claim This Profile
Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2016-02-17
  • MN RA
    APPROVED
    Since 2016-02-17

Branch Locations

200 Vesey St., New York, NY 10281 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Global Asset Management (U.S) Inc. Minneapolis MN 04/2012 Present
Rbc Capital Markets, Llc Minneapolis MN 04/2012 Present
  • 04/2012 → Present
    Rbc Global Asset Management (U.S) Inc.
    Minneapolis, MN
  • 04/2012 → Present
    Minneapolis, MN
Other Businesses

(1) NAME OF ENTITY: Rental Property ADDRESS: 34915 Southview Trail Hillman, MN 56338 INVESTMENT/NOT INVESTMENT RELATED: Not investment related BUSINESS DESCRIPTION: Rental Property CAPACITY: Owner START DATE: 09/01/24 DUTIES: Marketing the property to potential guests, managing overall bookkeeping and taxes HOURS DEVOTED PER MONTH: 5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (2) NAME OF ENTITY: Prairie Dog Collective ADDRESS: 6621 Galway Drive, Edina, MN 55439 INVESTMENT/NOT INVESTMENT RELATED: Not investment related BUSINESS DESCRIPTION: Content Creation CAPACITY: Owner START DATE: 04/24/2024 DUTIES: Owner, creator, creative director, finance, operations etc. HOURS DEVOTED PER MONTH: 15 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-17
  • S66 Uniform Combined State Law Examination
    2016-02-17
Other Names
  • Christy Noel Bipes

View on SEC IAPD

More in New York, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor