Jeffrey Howard Spiro

Current Employers

Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-07-26

NY RA
APPROVED

Since 2021-07-26

Branch Locations

2410 North Ocean Avenue, Suite 401, Farmingville, NY 11738 • United States

Oviedo, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Planmember Securities Corporation	Carpinteria	CA	09/2010	Present
School Administrators Association Of New York State	Latham	NY	06/2008	09/2025
Mutual Inc.	Farmingville	NY	09/2010	Present

09/2010 → Present

Planmember Securities Corporation

Carpinteria, CA
06/2008 → 09/2025

School Administrators Association Of New York State

Latham, NY
09/2010 → Present

Mutual Inc.

Farmingville, NY

Other Businesses

1.)MUTUAL, INC. / Daybright Financial - 2410 NORTH OCEAN AVE., STE. 401, FARMINGVILLE, NY 11738; SALE OF FIXED INSURANCE PRODUCTS; START DATE 09/2011; 1 HR/MTH; 0 HRS/MTH DURING TRADING; INVESTMENT RELATED

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-02-02
S63	Uniform Securities Agent State Law Examination	2008-01-24

S65 Uniform Investment Adviser Law Examination

2017-02-02
S63 Uniform Securities Agent State Law Examination

2008-01-24

View on SEC IAPD

Current Employers

Planmember Securities Corporation

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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