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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2018-05-23 |
| TX | RA | APPROVED_RES | 2018-05-23 |
Branch Locations
1005 Broadway St, Emmetsburg, IA 50536-0027 • United States
Manson, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Community Agency Services, Llc | Rockwell City | IA | 03/2012 | 05/2018 |
| Broker Dealer Financial Services Corp | West Des Moines | IA | 01/2008 | 05/2018 |
| Ameriprise Financial Services Inc | Emmetsburg | IA | 05/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Emmetsburg | IA | 03/2020 | Present |
Business Ownership; Harmony House, LLC; none; Partnership with family members that will hold commercial property.; 15389 Crane Street units 1-4, , Clear Lake, IA, 50428; Investment-Related; 10/28/2021; 0 hours per month; 0 during trading hours / Jones Tax Services, LLC; Owner of the business and operator.; Tax Preparation; 5117 Lakeside Lane, , Manson, IA, 50563; Not Investment-Related; 01/01/2019; 20 to 39 hours per month; 10 to 19 during trading hours. Board of Directors; Twin Lakes Sanitary Sewer District DBA Twin Lakes Utilities; Board Member; 7168 Twin Lakes Road, , Rockwell City, IA, 50579; Investment-Related; 01/02/2023; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Jones Tax Services, LLC; owner - owner and operator; Tax Preparation; 5117 Lakeside Lane, , Manson, IA, 50563; Not Investment-Related; 01/01/2019; 20 to 39 hours per month; 10 to 19 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-15 |
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