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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-11-18 |
| VA | RA | APPROVED | 2020-03-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Strasburg | VA | 08/2015 | 03/2020 |
| Lpl Financial Llc | Strasburg | VA | 03/2020 | Present |
1) 03/13/2020 - DCA Financial Group - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 03/2020 - 160 hr/mth 2) 03/13/2020 - DCA Financial Group - Non-Variable Insurance - inv rel - at reported business location(s) - start: 03/2020 - 4 hr/mth 3) 11/20/2023 - Clay Arthur - Other - Music entertainment - Musician - Not Investment Related - Various Locations in VA - Start Date 03/30/2020 - 1 Hour Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-04-27 |
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