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Laura E Ennis

T. Rowe Price Associates, Inc.

Dallas, TX

CRD 5467519

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Employer firm

T. Rowe Price Associates, Inc. CRD 105496

$2.20T regulatory AUM 83 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
T. Rowe Price Associates, Inc.

1307 Point Street, Baltimore, MD 21231 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-09-11
TX RA APPROVED 2024-09-06
  • MD RA
    APPROVED
    Since 2024-09-11
  • TX RA
    APPROVED
    Since 2024-09-06

Branch Locations

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Atlanta GA 04/2016 06/2018
John Hancock Distributors Llc Atlanta GA 06/2016 06/2018
Lpl Financial Llc Houston TX 09/2018 04/2019
Fidelity Investments Westlake TX 04/2019 Present
  • 04/2016 → 06/2018
    John Hancock
    Atlanta, GA
  • 06/2016 → 06/2018
    John Hancock Distributors Llc
    Atlanta, GA
  • 09/2018 → 04/2019
    Houston, TX
  • 04/2019 → Present
    Fidelity Investments
    Westlake, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-27
S63 Uniform Securities Agent State Law Examination 2016-06-27
  • S65 Uniform Investment Adviser Law Examination
    2018-09-27
  • S63 Uniform Securities Agent State Law Examination
    2016-06-27
Other Names
  • Laura E Ennis
  • Laura Ennis

View on SEC IAPD

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