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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-05-12 |
Branch Locations
28 State Street 26Th Floor, Boston, MA 02109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Boston | MA | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
1. S&S DEVELOPMENT GROUP; NOT INVESTMENT RELATED; BOSTON, MA.; PRINCIPAL; 12 HOURS PER MONTH, 2 OF WHICH MIGHT BE DURING SECURITIES TRADING HOURS. 2. ELEMENT PRODUCTIONS, INC.; INDEPENDENT CONTRACTOR; BE THERE FOR THE 6+/- HOUR EXPERIENCE - IT IS MY HOME!; 6 AFTER BUSINESS HOURS; 0 DURING BUSINESS HOURS; 06/2012 *311372 - The Boch Center ; Investment related - No ; Boston, Massachusetts ; Art/Culture, Civic/Community, Children/Youth, Education; Board Member, Finance Committee, Investment Committee, Officer (non-board member)(proprietor, partner, officer, director, employee, trustee, agent) ; 11/2016 ; During business hours : 2 ; After business hours : 2 ; Administrative *488127- Estate ; Investment related -Yes; Branford, Connecticut; Successor Role; 05/2021; During business hours: 1; After business hours: 0; *488441 - Estate ; Investment related -Yes; Branford, Connecticut; Successor Role; 05/2021; During business hours: 1; After business hours: 0;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-25 |
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