Monika Roy Crossley

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → Present
  Guardian Life Insurance Co Of America
  Metairie, LA
• 09/2015 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 09/2015 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2012-05-10 → 2015-09-09
  Park Avenue Securities Llc
  Metairie, LA
• 2010-04-26 → 2012-03-05
  Morgan Keegan & Company, Llc
  New Orleans, LA
• 2009-10-16 → 2010-04-13
  Chase Investment Services Corp.
  Metairie, LA
  Metairie, LA

Other Businesses

1) SNO-LA, LLC, 2311 N CAUSEWAY BLVD METAIRIE LA, FOOD SERVICE, SUPPORT STAFF, 08/2011, NIR, 15 HR/WK 0 HR/TRDING 2) MC INTEGRITY WEALTH MANAGEMENT SERVICES, 1918 HOUMA BLVD METAIRIE LA, 05/2024, INDEPENDENT INSURANCE AGENT FOR VAIOUR INDEPENDENT INSURANCE AGENCIES, INV REL, 120 HR 120 HR/MO TRADING 3) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, AS ADVISORY REP OF A RIA. INV REL, 40/WK 40/TRADING, 09/2015 4) KCROSS HOLDINGS LLC, 1918 HOUMA BLVD METAIRIE LA, 06/2024, OWNER, REAL ESTATE, NIR, 1 HR/MO 0 HR/MO TRADING 5) MONIKA CROSSLEY VOLUNTEER SECRETARY FOR FLASH GNO HOMESCHOOL CENTRAL, 5400 DOUGLAS ST NEW ORLEANS LA, 09/2024, SECRETARY, SCHOLASTIC ORGANIZATION, NIR, 25 HR/MO 5 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2009-10-15

Other Names

• Monika Roy
• Monika Crossley