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2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-11-16 |
| TX | RA | APPROVED | 2021-11-16 |
Branch Locations
2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
115 Campbell Street Suite 100A, Geneva, IL 60134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Geneva | IL | 05/2011 | Present |
| Level Four Advisory Services | Aurora | IL | 01/2014 | 07/2021 |
| Highpoint Advisor Group, Llc | Geneva | IL | 07/2021 | 07/2021 |
| Highpoint Advisor Group (Dba: Highpoint Planning Partners) | Geneva | IL | 07/2021 | Present |
1. 9/26/2011: NON-VARIABLE INSURANCE - MASS MUTUAL - LIFE & DISABILITY INSURANCE DIRECTLY WITH MASS MUTUAL. - Investment Related - 10% OF TIME SPENT - At Reported Business Location(s). 2. 10/18/2021 - HighPoint Planning Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 07/30/2021 - 160 Hours Per Month/120 Hours During Securities Trading. 3. 10/18/2021 - HighPoint Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 07/30/2021 - 160 Hours Per Month/120 Hours During Securities Trading - I provide investment advisory services through HighPoint Advisor Group, an independent investment advisor firm. I started this business activity in 07/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 12/18/2023 - VanDerVoorn & Assoc. - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 12/11/2023 - 5 Hrs/Mo; 0 Hr During Trading. 5. 11/12/2025 - VanDerVoorn & Associates LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 11/01/2025 - 40 hours per month/ 30 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-26 |
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