Bryan Roger Lawrence

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
AR	RA	APPROVED	2019-09-06
TX	RA	APPROVED_RES	2019-08-30

AR RA
APPROVED

Since 2019-09-06
TX RA
APPROVED_RES

Since 2019-08-30

Branch Locations

Conway, AR • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Investment Professionals Inc	San Antonio	TX	03/2012	09/2018
Ameriprise Financial Services, Inc	Russellville	AR	06/2018	08/2019
Lpl Financial Llc	Conway	AR	08/2019	Present

03/2012 → 09/2018

Investment Professionals Inc

San Antonio, TX
06/2018 → 08/2019

Ameriprise Financial Services, Inc

Russellville, AR
08/2019 → Present

Lpl Financial Llc

Conway, AR

Previous Registrations

2018-06-22 → 2019-09-05

Ameriprise Financial Services, Llc

Russellville, AR
2012-03-28 → 2018-09-24

Investment Professionals, Inc.

San Antonio, TX

Conway, AR

Little Rock, AR

San Antonio, TX
2008-03-12 → 2012-03-29

Edward Jones

Little Rock, AR

St Louis, MO

Little Rock, AR

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-02-29

S66 Uniform Combined State Law Examination

2008-02-29

Other Names

Bryan Lawrence

View on SEC IAPD