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800 Westchester Avenue Suite N607, Rye Brook, NY 10573-1301 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-02-23 |
| TX | RA | APPROVED | 2018-08-06 |
Branch Locations
800 Westchester Ave Suite N607, Rye Brook,, NY 10573 • United States
800 Westchester Avenue Suite N607, Rye Brook, NY 10573-1301 • United States
800 Westchester Avenue Suite N607, Rye Brook, NY 10573 • UNITED STATES
Houston, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capstone Asset Planning Company | Houston | TX | 11/2008 | 06/2017 |
| Capstone Asset Management Company | Houston | TX | 11/2008 | 04/2017 |
| Capstone Asset Management Company | Houston | TX | 04/2017 | 06/2017 |
| Belle Haven Investments, Lp | Rye Brook | NY | 07/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-11 |
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