Robert Jaouen

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ
• 03/2013 → Present
  Bank Of America, N.A
  Pennington, NJ

Previous Registrations

• 2011-04-12 → 2012-02-27
  Wells Fargo Clearing Services, Llc
  New York, NY
• 2010-08-24 → 2011-04-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ

Other Businesses

I*112778 For profit or not for profit: For-Profit Organization Name of outside business organization: De Lorenzo's Tomato Pies Investment related: N Address of business: Yardley, New Jersey 8690 Nature of business: Family Business, Position, title, association: Part-Time, Start date of relationship: 3/11/2018 Number of hours devoted: 20 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Pie restaurant server

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-11-15
• S63 Uniform Securities Agent State Law Examination
  2009-05-29

Other Names

• Robert Jaouen
• Robert Jaouen
• Robert Jaouen
• Robert Jaouen