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Heather T Pickering Bradford

Cetera Investment Advisers LLC

Houma, LA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2014-03-03
TX RA APPROVED 2014-03-03
  • LA RA
    APPROVED
    Since 2014-03-03
  • TX RA
    APPROVED
    Since 2014-03-03

Branch Locations

1830 Martin Luther King Blvd, Houma, LA 70360 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Houma LA 03/2014 Present
Cetera Investment Services Llc St.CLoud MN 03/2014 Present
Cetera Investment Advisers Llc Houma LA 03/2014 Present
  • 03/2014 → Present
    Regions Bank
    Houma, LA
  • 03/2014 → Present
    Cetera Investment Services Llc
    St.CLoud, MN
  • 03/2014 → Present
    Cetera Investment Advisers Llc
    Houma, LA
Previous Registrations
  • 2013-05-09 → 2014-02-25
    Capital One Financial Advisors Llc
    Melville, NY
Other Businesses

1. SOUTH LOIUSIANA WETLANDS DICOVERY CENTER, BOARD MEMBER / BOARD PRESIDENT, DUAL SIGNER ON ACCOUNTS IF NEEDED

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-05-08
S63 Uniform Securities Agent State Law Examination 2012-03-29
  • S65 Uniform Investment Adviser Law Examination
    2013-05-08
  • S63 Uniform Securities Agent State Law Examination
    2012-03-29
Other Names
  • Heather Theresa Pickering
  • Heather Pickering
  • Heather T Pickering

View on SEC IAPD

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Other Offices

EDWARD JONES · HOUMA, LA
CETERA INVESTMENT ADVISERS LLC · Houma, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · Houma, LA
MORGAN STANLEY · Houma, LA
J.P. MORGAN SECURITIES LLC · HOUMA, LA
EDWARD JONES · HOUMA, LA
PFS INVESTMENTS INC. · HOUMA, LA
PFS INVESTMENTS INC. · HOUMA, LA

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