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Current Employers
Gerber Kawasaki Wealth & Investment Management

2437 Main Street, Santa Monica, CA 90405 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-08-25
  • CA RA
    APPROVED
    Since 2023-08-25

Branch Locations

2437 Main Street, Santa Monica, CA 90405 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
B.B. Graham & Co. Orange CA 01/2014 10/2017
Sagepoint Financial Century City CA 10/2017 08/2023
Gerber Kawasaki Wealth & Investment Management Santa Monica CA 08/2023 Present
Previous Registrations
  • 2017-11-01 → 2023-09-01
    Osaic Services, Inc.
    Calabasas, CA
    Woodland Hills, CA
    Santa Barbara, CA
    Los Angeles, CA
    Scottsdale, AZ
  • 2014-02-05 → 2017-11-09
    Orange, CA
    Orange, CA
    Los Angeles, CA
  • 2013-05-09 → 2014-01-21
    Sii Investments, Inc.
    San Ramon, CA
  • 2009-11-24 → 2013-05-15
    Los Angeles, CA
    El Segundo, CA
    Los Angeles, CA
Other Businesses

I am a licensed insurance agent.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-11-13
S63 Uniform Securities Agent State Law Examination 2008-05-22
  • S65 Uniform Investment Adviser Law Examination
    2009-11-13
  • S63 Uniform Securities Agent State Law Examination
    2008-05-22
Designations
Other Names
  • Jeff Kim
  • Jeff Jun Kim
  • Jeff J Kim

View on SEC IAPD

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