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Joseph D. Filicicchia

J.P. Morgan Securities LLC

Aurora, IL

Westerville, OH

Chicago, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-06-22
IL RA APPROVED 2017-06-19
  • TX RA
    APPROVED_RES
    Since 2017-06-22
  • IL RA
    APPROVED
    Since 2017-06-19

Branch Locations

Aurora, IL • United States

370 S Cleveland Ave, Westerville, OH 43081 • United States

10 S Dearborn St Floor 11, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities, Llc Chicago IL 04/2016 01/2017
Mariano's Aurora IL 06/2014 06/2020
J.P. Morgan Securities Llc Chicago IL 01/2017 Present
Amzazon Naperville IL 06/2020 09/2023
Jpmorgan Chase Bank, N.A. Chicago IL 04/2016 Present
Previous Registrations
  • 2009-10-19 → 2013-08-22
    Msi Financial Services, Inc.
    Oak Brook, IL
    Downers Grove, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-13
S65 Uniform Investment Adviser Law Examination 2009-08-10
S63 Uniform Securities Agent State Law Examination 2008-02-29
  • S66 Uniform Combined State Law Examination
    2017-06-13
  • S65 Uniform Investment Adviser Law Examination
    2009-08-10
  • S63 Uniform Securities Agent State Law Examination
    2008-02-29
Other Names
  • Joseph Filicicchia
  • Joseph Daniel Filicicchia

View on SEC IAPD

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