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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-02-26 |
| PA | RA | APPROVED | 2013-02-21 |
Branch Locations
3477 Corporate Pkwy Ste 140, Center Valley, PA 18104-8235 • United States
Allentown, PA • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Allentown | PA | 02/2013 | 03/2020 |
| Ameriprise Financial Services, Llc | Center Valley | PA | 03/2020 | Present |
Business Ownership; Marciniak LLC; Owner; Manage Ameriprise Business; 3477 Corporate Parkway, Suite 140, Center Valley, PA, 18034; Investment-Related; 08/30/2022; 60 hours per month; 60 during trading hours. Outside Employment; Marciniak LLC; Owner; Manage advisory business; 3477 Corporate Parkway , Suite 140, Center Valley, PA, 18034; Investment-Related; 08/30/2022; 60 hours per month; 60 during trading hours / Ashford Wealth Advisors, LLC; Employee of Legal Entity; Manage advisory business; 5 E Germantown Pike, , Plymouth Meeting, PA, 19462; Investment-Related; 10/03/2022; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-27 |
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