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Michael R Golden

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ

Chicago, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-06-29
TX RA APPROVED_RES 2010-04-15
FL RA APPROVED 2008-06-13
  • CA RA
    APPROVED
    Since 2018-06-29
  • TX RA
    APPROVED_RES
    Since 2010-04-15
  • FL RA
    APPROVED
    Since 2008-06-13

Branch Locations

2555-2595 W Chandler Blvd Ci Client Services, Chandler, AZ 85224 • United States

540 W Madison St Ci Client Services, Chicago, IL 60661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 05/2008 Present
Bank Of America, N.A. Jacksonville FL 10/2017 Present
Previous Registrations
  • 2008-03-24 → 2008-05-29
    Waddell & Reed
    Jacksonville, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-19
  • S66 Uniform Combined State Law Examination
    2008-03-19
Other Names
  • Michael Richard Golden

View on SEC IAPD

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Aaron D Hyde
Kelly A Luft
ADRIENNE TERENA BORCHERS
Eric Sitton
SAMUEL J SMITH
RENEE JEAN HRUSKA
ANDREA MICHELLE MCLELLAND
Christine Lynne Lobdell Raney

Other Offices

J.P. MORGAN SECURITIES LLC · CHANDLER, AZ
EDWARD JONES · CHANDLER, AZ
LPL FINANCIAL LLC · CHANDLER, AZ
VAL VISTA CAPITAL MANAGEMENT, LLC · SUN LAKES, AZ
WELLS FARGO CLEARING SERVICES, LLC · CHANDLER, AZ
EDWARD JONES · SUN LAKES, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Chandler, AZ
INDEPENDENT FINANCIAL GROUP, LLC · CHANDLER, AZ

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