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Christopher Barber

Commonwealth Financial Network

Carlsbad, CA

San Diego, CA

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-08-27
MA RA APPROVED 2018-03-19
  • CA RA
    APPROVED
    Since 2019-08-27
  • MA RA
    APPROVED
    Since 2018-03-19

Branch Locations

Carlsbad, CA • United States

600 West Broadway Suite 3200, San Diego, CA 92101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network San Diego CA 12/2007 06/2017
Commonwealth Financial Network Waltham MA 01/2018 Present
Unidine Corporation Boston MA 06/2017 01/2018
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-20
  • S66 Uniform Combined State Law Examination
    2012-08-20
Other Names
  • Christopher Barber
  • Christopher Hart Barber

View on SEC IAPD

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