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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-06-29 |
Branch Locations
9200 South Hills Blvd Ste 310, Broadview Heights, OH 44147 • United States
Ravenna, OH • United States
9200 South Hills Blvd. Suite 310, Broadview Hts., OH 44147 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2014-11-13 |
Branch Locations
9200 South Hills Blvd. Suite 310, Broadview Hts., OH 44147 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| George J Randall Cpa Inc. | Hiram | OH | 03/1986 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 10/2014 | Present |
| Opc | Willoughby | OH | 03/2020 | 03/2020 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
(1) NAME OF OTHER BUSINESS: FINANCIAL MANAGEMENT STRATEGIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE START DATE: 10/2014 APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 BRIEF DESCRIPTION OF DUTIES: SALES AND MANAGEMENT OF ADVISORY ACCOUNTS (2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 04/2019; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES AND LONG TERM CARE; (3) NAME OF OTHER BUSINESS: GEORGE J. RANDALL CPA INC. INVESTMENT RELATED: NO ADDRESS: 11681 HAYDEN STREET, HIRAM, OH 44234 NATURE OF BUSINESS: ACCOUNTING AND TAX START DATE: 1/1986 APX NUMBER OF HOURS PER WEEK: 30 APX NUMBER OF HOURS DURING TRADING HOURS: 30 BRIEF DESCRIPTION OF DUTIES: CONSULTANT FOR ACCOUNTING AND TAX PURPOSES (4) NAME OF OTHER BUSINESS: WAYNE AGENCY INVESTMENT RELATED: NO ADDRESS: 2044 2ND ST, CUYAHOGA, OH 44221 NATURE OF BUSINESS: PROPERTY & CASUALTY INSURANCE START DATE: 06/2018 POSITION/TITLE/RELATIONSHIP: PRODUCER LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: DBA FOR PROPERTY AND CASUALTY INSURANCE (6) NAME OF OTHER BUSINESS: AFLAC OHIO; INVESTMENT RELATED: NO; ADDRESS: 6100 OAKTREE BLVD SUITE 200 INDEPENDENCE OH 44131; NATURE OF BUSINESS: SUPPLEMENTAL WAGE BENEFIT; START DATE: 1/2019; POSITION/TITLE/RELATIONSHIP: SALESMAN; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES:GIVING CONTRACTS TO ASSIGNED SALESMEN VIA ACCOUNTING CLIENTS; (7) NAME OF OTHER BUSINESS: VISION WEALTH MANAGEMENT LLC ; INVESTMENT RELATED: YES ; ADDRESS: 9200 SOUTH HILLS BLVD, SUITE 310 BROADVIEW HTS, OH 44147 ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 05/2021 ; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 30 ; APX NUMBER OF HOURS DURING TRADING HOURS: 30 ; BRIEF DESCRIPTION OF DUTIES: INSURANCE AND SECURITIES BUSINESS ;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-18 |
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