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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-06-29
  • OH RA
    APPROVED
    Since 2023-06-29

Branch Locations

9200 South Hills Blvd Ste 310, Broadview Heights, OH 44147 • United States

Ravenna, OH • United States

Financial Management Strategies, Inc.

9200 South Hills Blvd. Suite 310, Broadview Hts., OH 44147 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2014-11-13
  • OH RA
    APPROVED
    Since 2014-11-13

Branch Locations

9200 South Hills Blvd. Suite 310, Broadview Hts., OH 44147 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
George J Randall Cpa Inc. Hiram OH 03/1986 Present
Cetera Wealth Services, Llc El Segundo CA 10/2014 Present
Opc Willoughby OH 03/2020 03/2020
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 03/1986 → Present
    George J Randall Cpa Inc.
    Hiram, OH
  • 10/2014 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 03/2020 → 03/2020
    Opc
    Willoughby, OH
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

(1) NAME OF OTHER BUSINESS: FINANCIAL MANAGEMENT STRATEGIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE START DATE: 10/2014 APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 BRIEF DESCRIPTION OF DUTIES: SALES AND MANAGEMENT OF ADVISORY ACCOUNTS (2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 04/2019; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES AND LONG TERM CARE; (3) NAME OF OTHER BUSINESS: GEORGE J. RANDALL CPA INC. INVESTMENT RELATED: NO ADDRESS: 11681 HAYDEN STREET, HIRAM, OH 44234 NATURE OF BUSINESS: ACCOUNTING AND TAX START DATE: 1/1986 APX NUMBER OF HOURS PER WEEK: 30 APX NUMBER OF HOURS DURING TRADING HOURS: 30 BRIEF DESCRIPTION OF DUTIES: CONSULTANT FOR ACCOUNTING AND TAX PURPOSES (4) NAME OF OTHER BUSINESS: WAYNE AGENCY INVESTMENT RELATED: NO ADDRESS: 2044 2ND ST, CUYAHOGA, OH 44221 NATURE OF BUSINESS: PROPERTY & CASUALTY INSURANCE START DATE: 06/2018 POSITION/TITLE/RELATIONSHIP: PRODUCER LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: DBA FOR PROPERTY AND CASUALTY INSURANCE (6) NAME OF OTHER BUSINESS: AFLAC OHIO; INVESTMENT RELATED: NO; ADDRESS: 6100 OAKTREE BLVD SUITE 200 INDEPENDENCE OH 44131; NATURE OF BUSINESS: SUPPLEMENTAL WAGE BENEFIT; START DATE: 1/2019; POSITION/TITLE/RELATIONSHIP: SALESMAN; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES:GIVING CONTRACTS TO ASSIGNED SALESMEN VIA ACCOUNTING CLIENTS; (7) NAME OF OTHER BUSINESS: VISION WEALTH MANAGEMENT LLC ; INVESTMENT RELATED: YES ; ADDRESS: 9200 SOUTH HILLS BLVD, SUITE 310 BROADVIEW HTS, OH 44147 ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 05/2021 ; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 30 ; APX NUMBER OF HOURS DURING TRADING HOURS: 30 ; BRIEF DESCRIPTION OF DUTIES: INSURANCE AND SECURITIES BUSINESS ;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-02-05
S63 Uniform Securities Agent State Law Examination 2008-01-18
  • S65 Uniform Investment Adviser Law Examination
    2008-02-05
  • S63 Uniform Securities Agent State Law Examination
    2008-01-18

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