Thomas Francis Currie

Employer firm

Goldman Sachs Wealth Services, L.p. CRD 106693

$31.7B regulatory AUM 89,850 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-01-31
NY	RA	APPROVED	2021-04-22

TX RA
APPROVED_RES

Since 2022-01-31
NY RA
APPROVED

Since 2021-04-22

Branch Locations

100 Coliseum Drive, Cohoes, NY 12047 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
The Ayco Company, L.P./Mercer Allied	Latham	NY	09/2007	01/2021
Goldman Sachs & Co. Llc	Cohoes	NY	01/2021	Present

09/2007 → 01/2021

The Ayco Company, L.P./Mercer Allied

Latham, NY
01/2021 → Present

Goldman Sachs & Co. Llc

Cohoes, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-10-31

S66 Uniform Combined State Law Examination

2008-10-31

Other Names

Thomas Francis Currie

View on SEC IAPD