Phoebe Himes Chapman

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-05-22
FL	RA	APPROVED	2018-05-14

TX RA
APPROVED

Since 2018-05-22
FL RA
APPROVED

Since 2018-05-14

Branch Locations

1 Town Center Rd, Boca Raton, FL 33486 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Boca Raton	FL	01/2012	04/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Boca Raton	FL	04/2018	Present
Bank Of America, N.A.	Boca Raton	FL	06/2018	Present

01/2012 → 04/2018

Morgan Stanley

Boca Raton, FL
04/2018 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boca Raton, FL
06/2018 → Present

Bank Of America, N.A.

Boca Raton, FL

Previous Registrations

2014-09-15 → 2018-04-23

Morgan Stanley

Boca Raton, FL

Other Businesses

I*491395For profit or not for profit: Name of outside business organization: Jeanette HimesInvestment related: NAddress of business: Boca Raton, Florida, 33486, United StatesNature of business: Position, title, association: Power of Attorney, Start date of relationship: 1/9/2019Number of hours devoted: 2 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , I*494459For profit or not for profit: Name of outside business organization: Jeanette Himes TrustInvestment related: NAddress of business: Boca Raton, Florida, 33486, United StatesNature of business: Position, title, association: Trustee, Start date of relationship: 2/26/2021Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , I*1815390, Entity Type, Name of OBA: Rental Property 1 Address: Boca Raton, Florida, 33486Investment Related: No Position, Title, Association: Co-owner with non-family members Employee Start Date: 06/01/2024 No Hours: 2 monthly No Hours during trading: 0 Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-09-11

S66 Uniform Combined State Law Examination

2014-09-11

Other Names

Phoebe Jeanette Himes
Phoebe Himes Chapman
Phoebe Chapman

View on SEC IAPD