Louis Currie

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-08-21
NJ	RA	APPROVED	2016-02-23

TX RA
APPROVED_RES

Since 2024-08-21
NJ RA
APPROVED

Since 2016-02-23

Branch Locations

1604 E Main St, Spartanburg, SC 29307 • United States

1100-1800 American Blvd Central Business Review Unit, Pennington, NJ 08534 • United States

Howell, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	07/2009	Present

07/2009 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

Other Businesses

I*2405271 Entity Type: Entity For Profit Name of OBA: LC TCG Rips LLC Address: Howell, New Jersey Investment Related: No Position, Title, Association: Owner Employee Start Date: 04/22/2025 Number of Hours: 20, Weekly Number of Hours during trading: 0, Weekly Duties: Buy and Sell Pokemon Cards Sourcing inventory, selling inventory online and at local shows. Managing finances.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-02-19

S66 Uniform Combined State Law Examination

2016-02-19