Brian Joseph Wheeler

Current Employers

Vertical Wealth, Llc

6402 Corporate Drive Suite 102, Indianapolis, IN 46278 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2011-09-28

IN RA
APPROVED

Since 2011-09-28

Branch Locations

6402 Corporate Drive Suite 102, Indianapolis, IN 46278 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Legacy Practice Management, Llc	Avon	IN	09/2011	Present

09/2011 → Present

Legacy Practice Management, Llc

Avon, IN

Previous Registrations

2005-09-28 → 2009-11-03

Mml Investors Services, Llc

Indianapolis, IN

Carmel, IN
2002-08-30 → 2005-09-09

Securian Financial Services, Inc.

Carmel, IN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-04-24
S63	Uniform Securities Agent State Law Examination	2000-03-24

S65 Uniform Investment Adviser Law Examination

2001-04-24
S63 Uniform Securities Agent State Law Examination

2000-03-24

View on SEC IAPD

Current Employers

Vertical Wealth, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

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