Gerard Vincent Dillon

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-01-06

TX RA
APPROVED

Since 2023-01-06

Branch Locations

Denton, TX • United States

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nylife Securities Llc	Dallas	TX	04/2008	12/2020
New York Life Insurance Co.	Dallas	TX	12/2007	12/2020
Charles Schwab & Co., Inc.	Denton	TX	12/2020	Present

04/2008 → 12/2020

Nylife Securities Llc

Dallas, TX
12/2007 → 12/2020

New York Life Insurance Co.

Dallas, TX
12/2020 → Present

Charles Schwab & Co., Inc.

Denton, TX

Other Businesses

1) West Dallas Chamber of Commerce | Investment Related:No|NFA|Dallas|TX|76092|USA|Nonprofit Charitable Organizations|Board Member|1/1/2021|Less than 20|0|support and drive the mission of the WDCC, event sponsor recruitment, planning, manage Art Walk West annually in October

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-01-06
S63	Uniform Securities Agent State Law Examination	2008-05-20

S66 Uniform Combined State Law Examination

2023-01-06
S63 Uniform Securities Agent State Law Examination

2008-05-20

Other Names

Gerard Vincent Dillion
Jerry Dillon

View on SEC IAPD