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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-09-02 |
| WA | RA | APPROVED | 2014-06-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bellevue | WA | 06/2014 | Present |
I*122003 For profit or not for profit: For-Profit Organization Name of outside business organization: Little Cabin in thr Woods LLC Investment related: N Address of business: Crystal Mountain, Washington 98022 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 2/9/2016 Number of hours devoted: 4 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: my sister and I own a ski condo together - "Little Cabin in the Woods LLC". We were gifted this from my dad right after my mom passed. We have a professional management company run the rentals and we use this personally as we use this personally too I*2190290, Entity Type: , Name of OBA: R C Estate, Address: Seattle, Washington, 98103, Investment Related: N, Position, Title, Association: Executor, Employee State Date:10-Feb-2025, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-01-22 |
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