Eric Juin-Yip Hon

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 08/2015 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2013-10-21 → 2015-06-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Oakland, CA
• 2008-06-18 → 2013-10-30
  Bancwest Investment Services, Inc.
  Lafayette, CA
  Concord, CA
  Orinda, CA
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
  Concord, CA
  Dublin, CA
  Pinole, CA
  Crockett, CA
  Orinda, CA
  Walnut Creek, CA
  Walnut Creek, CA
  Lafayette, CA
  Walnut Creek, CA
  Walnut Creek, CA
• 2008-04-08 → 2008-06-02
  Ameriprise Financial Services, Llc
  San Francisco, CA

Other Businesses

1) Independent insurance agent, 2010 Crow Canyon Place, Ste#100, San Ramon CA 94583, United States, 8/2015 SELLING HEALTH, LIFE, AND ANNUITY PRODUCTS THROUGH various independent insurance companies. 5 HR/MO - 0/TRADING. 2) UC Berkeley, 1995 University Ave, Ste 200, Berkeley, CA, 10/2015 as Instructor. nir - 6 hr/wk - 0/trading. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 8/2015 AS ADVISORY REP OF A RIA. INV REL - 40 HR/WK - 0/TRADING. 4) ERIC HON, 2603 CAMINO RAMON STE# 200 SAN RAMON CA 94583, 03/2022, OWNER, REAL ESTATE, NIR, 10 HR/MONTH 0 HR/MONTH TRADING 5) INSURANCE, 2010 CROW CANYON PLACE STE#100 SAN RAMON CA 94583, 08/2015, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 5 HR/MONTH 0 HR/MONTH TRADING 6) FIRST SEQUOIA FINANCIAL, LLC, 2010 Crow Canyon Place, Ste#100, San Ramon CA, 12/2022, Owner, Owner/Partner of a Business Entity, NIR, 40 HR/MO, 40 HR/MO Trading

Exams

• S66 Uniform Combined State Law Examination
  2008-04-07

Designations

• Certified Financial Planner