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Audra Lisoski

LPl Enterprise, LLC

Parlin, NJ

Fort Mill, SC

Parlin, NJ

CRD 4154697

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-13
NJ RA APPROVED 2024-09-30
SC RA APPROVED 2024-09-27
  • TX RA
    APPROVED
    Since 2024-10-13
  • NJ RA
    APPROVED
    Since 2024-09-30
  • SC RA
    APPROVED
    Since 2024-09-27

Branch Locations

Parlin, NJ • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Parlin, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Parlin NJ 04/2014 09/2024
Pruco Securities, Llc. Parlin NJ 04/2014 09/2024
Lpl Enterprise, Llc Fort Mill SC 09/2024 Present
  • 04/2014 → 09/2024
    Prudential Insurance Company Of America
    Parlin, NJ
  • 04/2014 → 09/2024
    Pruco Securities, Llc.
    Parlin, NJ
  • 09/2024 → Present
    Lpl Enterprise, Llc
    Fort Mill, SC
Other Businesses

1) 09/24/2024 - NJ Notary Public - start date 05/09/16 - investment related - Parlin, NJ

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-08
S63 Uniform Securities Agent State Law Examination 2001-04-04
  • S65 Uniform Investment Adviser Law Examination
    2024-03-08
  • S63 Uniform Securities Agent State Law Examination
    2001-04-04
Other Names
  • Audra Marie Lisoski
  • Audra Marie Bunnicont

View on SEC IAPD

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