Best Investors Account Sign in
Inactive

Nicholas Jacob Friedman

Ritholtz Wealth Management

Ridgerfield, CT

Claim This Profile
Current Employers
Ritholtz Wealth Management

24 West 40Th Street 15Th Floor, New York, NY 10018 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-02-13
  • CT RA
    APPROVED
    Since 2025-02-13

Branch Locations

Ridgerfield, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ef Legacy Securities, Llc Henrico VA 05/2016 10/2018
Edelman Financial Services, Llc Fairfax VA 05/2016 11/2018
Financial Engines Advisors L.L.C. Sunnyvale CA 11/2018 02/2025
Ritholtz Wealth Management New York NY 02/2025 Present
  • 05/2016 → 10/2018
    Ef Legacy Securities, Llc
    Henrico, VA
  • 05/2016 → 11/2018
    Edelman Financial Services, Llc
    Fairfax, VA
  • 11/2018 → 02/2025
    Financial Engines Advisors L.L.C.
    Sunnyvale, CA
  • 02/2025 → Present
    Ritholtz Wealth Management
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-19
  • S66 Uniform Combined State Law Examination
    2011-08-19
Designations
Other Names
  • Nicholas J Friedman

View on SEC IAPD

More in Ridgerfield, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor