Richard Dimitrakis

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2022-08-17

NJ RA
APPROVED

Since 2022-08-17

Branch Locations

Morris Plains, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors	New York	NY	12/2007	06/2020
Equitable Advisors, Llc	New York	NY	12/2007	08/2022
Lpl Financial	Sandiego	CA	08/2022	Present

12/2007 → 06/2020

Axa Advisors

New York, NY
12/2007 → 08/2022

Equitable Advisors, Llc

New York, NY
08/2022 → Present

Lpl Financial

Sandiego, CA

Previous Registrations

2008-08-14 → 2022-08-24

Equitable Advisors, Llc

Edison, NJ

Other Businesses

1)8/2022- Dimitrakis Realty LLC- Real Estate Rental - owner- non-inv. related- 75 north jefferson Rd, Whippany NJ 07981- start date-2012- 1hr/mth 2) 8/2022- The Wheel Rim Group, LLC- Owner, bookeeper- non-inv. related - whippany NJ - start date 2015- 4hrs/mth 3) 8/2022- Wheel Rim Logistics, INC- owner- payroll / Delivery service- non-inv. related- whippany nj -start date 2022- 2hrs/mth

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-05-06

S66 Uniform Combined State Law Examination

2008-05-06

Designations

Certified Financial Planner

Other Names

Richard Dimitraki

View on SEC IAPD