Candice F Hiers

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2020-09-18
TX	RA	APPROVED_RES	2012-11-01
GA	RA	APPROVED	2011-08-24

FL RA
APPROVED

Since 2020-09-18
TX RA
APPROVED_RES

Since 2012-11-01
GA RA
APPROVED

Since 2011-08-24

Branch Locations

St. Augustine, FL • United States

824 A1A N, Ponte Vedra Beach, FL 32082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Jacksonville	FL	01/2008	Present
Bank Of America, N.A.	Atlanta	GA	12/2011	Present

01/2008 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL
12/2011 → Present

Bank Of America, N.A.

Atlanta, GA

Other Businesses

I*1072258 For profit or not for profit: Entity Charitable Name of outside business organization: Girl Scouts Of Gateway Council Investment related: N Address of business: Jacksonville, Florida, 32216 Nature of business: ["Charitable Organization"] Position, title, association: ["Board Member"], Start date of relationship: 12/1/2022 Number of hours devoted: 2 hour(s) Weekly Number of hours devoted during trading hours: 2 Duties: , 1. Stewardship of Girl Scouting 2. Oversight of the Corporation 3. Strategic Leadership and Direction

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-05-21

S66 Uniform Combined State Law Examination

2008-05-21

Other Names

Candice Faith Gaul
Candice Gaul
Candice F Gaul

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