Stephen Ward

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 05/2021
  Mutual Of America Life Insurance Company
  Tarrytown, NY
• 02/2014 → 05/2021
  Mutual Of America Securities Corporation
  Tarrytown, NY
• 06/2021 → Present
  Gwfs Equities, Inc
  Denver, CO
• 05/2025 → Present
  Empower Advisory Group, Llc
  Greenwood Village, CO

Previous Registrations

• 2013-06-06 → 2014-01-09
  Mml Investors Services, Llc
  Stamford, CT
• 2012-03-14 → 2013-02-20
  Northwestern Mutual Investment Services, Llc
  New York, NY
• 2011-03-04 → 2012-01-25
  Equitable Advisors, Llc
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2025-05-20
• S65 Uniform Investment Adviser Law Examination
  2010-10-07
• S63 Uniform Securities Agent State Law Examination
  2008-03-14

Other Names

• Stephen Ward
• Stephen Charles Ward