Seth Howard Sanborn

Employer firm

Legacy Financial Advisors, Inc. CRD 158675

$1.52B regulatory AUM 1 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Legacy Financial Advisors, Inc.

117 East Fourth Street, Covington, KY 41011 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2013-02-05

KY RA
APPROVED

Since 2013-02-05

Branch Locations

117 East Fourth Street, Covington, KY 41011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Legacy Financial Advisors, Inc.	Covington	KY	02/2013	Present
Triad Advisors, Inc.	Norcross	GA	03/2013	Present

02/2013 → Present

Legacy Financial Advisors, Inc.

Covington, KY
03/2013 → Present

Triad Advisors, Inc.

Norcross, GA

Previous Registrations

2009-02-23 → 2013-02-07

Strategic Advisers Llc

Covington, KY

Other Businesses

1)LEGACY FINANCIAL ADVISORS, INC;INVESTMENT RELATED;117 E. 4TH STREET,COVINGTON, KY 41011;ADVISORY FIRM;FINANCIAL ADVISOR;2/1/2013;160 HRS/MONTH;6 HRS PER TRADING DAY;ADVISE CLIENTS,REVIEW INVESTMENTS, FINANCIAL PLANS, MAKE RECOMMENDATIONS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-02-20
S63	Uniform Securities Agent State Law Examination	2008-02-04

S66 Uniform Combined State Law Examination

2009-02-20
S63 Uniform Securities Agent State Law Examination

2008-02-04

Designations

Certified Financial Planner

Other Names

Seth H Sanborn

View on SEC IAPD