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117 East Fourth Street, Covington, KY 41011 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2013-02-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legacy Financial Advisors, Inc. | Covington | KY | 02/2013 | Present |
| Triad Advisors, Inc. | Norcross | GA | 03/2013 | Present |
1)LEGACY FINANCIAL ADVISORS, INC;INVESTMENT RELATED;117 E. 4TH STREET,COVINGTON, KY 41011;ADVISORY FIRM;FINANCIAL ADVISOR;2/1/2013;160 HRS/MONTH;6 HRS PER TRADING DAY;ADVISE CLIENTS,REVIEW INVESTMENTS, FINANCIAL PLANS, MAKE RECOMMENDATIONS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 2008-02-04 |
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