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Gregory Eugene Griffin

Stifel, Nicolaus & Company, Incorporated

Lincoln, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-08-29
TX RA APPROVED 2014-08-29
  • CA RA
    APPROVED
    Since 2014-08-29
  • TX RA
    APPROVED
    Since 2014-08-29

Branch Locations

985 Sun City Lane, Lincoln, CA 95648 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Lincoln CA 08/2014 Present
  • 08/2014 → Present
    Stifel Nicolaus & Co Inc
    Lincoln, CA
Previous Registrations
  • 2009-06-01 → 2014-09-15
    Morgan Stanley
    Roseville, CA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Roseville, CA
  • 2001-03-16 → 2007-04-02
    Morgan Stanley Dw Inc.
    Roseville, CA
    Roseville, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-11-11
  • S66 Uniform Combined State Law Examination
    2000-11-11
Other Names
  • Greg Griffin

View on SEC IAPD

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Other Offices

EDWARD JONES · LINCOLN, CA
EDWARD JONES · LINCOLN, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LINCOLN, CA
J.P. MORGAN SECURITIES LLC · LINCOLN, CA
WELLS FARGO CLEARING SERVICES, LLC · LINCOLN, CA
INNOVATIVE FINANCIAL ADVISORS, LLC · LINCOLN, CA
EDWARD JONES · LINCOLN, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Lincoln, CA

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