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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-06-16
  • FL RA
    APPROVED
    Since 2023-06-16

Branch Locations

3300 Pga Boulevard Suite 900, Palm Beach Gardens, FL 33410 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services St. Paul MN 11/2010 08/2023
Minnesota Life Insurance Company St. Paul MN 11/2010 08/2023
Evershore Financial Group Palm Beach Gardens FL 04/2011 Present
Cetera Wealth Services, Llc El Segundo CA 06/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 11/2010 → 08/2023
    Securian Financial Services
    St. Paul, MN
  • 11/2010 → 08/2023
    Minnesota Life Insurance Company
    St. Paul, MN
  • 04/2011 → Present
    Evershore Financial Group
    Palm Beach Gardens, FL
  • 06/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2014-11-25 → 2023-08-10
    Securian Financial Services, Inc.
    Palm Beach Gardens, FL
    St. Paul, MN
Other Businesses

1) AMERITAS LIFE INSURANCE CORP POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/01/2014 ADDRESS: , Lincoln NE , United States DESCRIPTION: Agent/Broker 2) GREAT AMERICAN FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/01/2013 ADDRESS: , Palm Beach Gardens FL , United States DESCRIPTION: Agent/Broker 3) JACKSON NATIONAL LIFE INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2012 ADDRESS: , Lansing MI , United States DESCRIPTION: Agent/Broker 4) RELIANCE STANDARD LIFE INSURANCE COMPANY POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/01/2014 ADDRESS: , Philadelphia PA , United States DESCRIPTION: Agent/Broker 5) EVERSHORE FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 12/09/2010 ADDRESS: 3300 PGA Blvd, Palm Beach Gardens FL 33410, United States DESCRIPTION: Firm level fixed insurance 6) FL REAL ESTATE LICENSE POSITION: Agent/Broker NATURE: Realtor INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/26/2003 ADDRESS: 233 Sweet Bay Circle, Jupiter FL 33458, United States DESCRIPTION: I'd like to keep the license active for personal use only if needed. I have no intention of using the license to generate income of any kind; 7) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 6/2025; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 8) NAME OF OTHER BUSINESS: EVERSHORE FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/2011; POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT/ FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 60; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-27
  • S66 Uniform Combined State Law Examination
    2014-10-27

View on SEC IAPD

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