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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-08-25
MN RA APPROVED 2013-12-19
  • TX RA
    APPROVED_RES
    Since 2016-08-25
  • MN RA
    APPROVED
    Since 2013-12-19

Branch Locations

16180 Hastings Avenue Southeast, Prior Lake, MN 55372 • United States

Prior Lake, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Prior Lake MN 12/2007 Present
Thrivent Financial For Lutherans Appleton WI 01/2008 Present
Other Businesses

KIRCHOFF CONSULTING, LLC POSITION: owner NATURE: needed to set up an LLC for my 1099 income as I would like to place funds from this income into a SEP for retirement. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/30/2023 ADDRESS: 9427 Elm Court, Prior Lake MN 55372, United States DESCRIPTION: this is only an LLC to set up my SEP account, also I snowplow the business parking lot ONLY. I own the building with the 16151 Main Ave LLC (also listed on my OBA) the only business I snowplow is our parking lot. This save our business money and due to taxes, I have to submit the costs of the business to this LLC as well. 16151 LLC POSITION: Part owner NATURE: LLC was established for office building that we work in, and currently have outside tenants renting. The building the LLC owned has been sold and we have no renters. The LLC has to remain open until the end of the 2025 tax season. The LLC will be closed this time next year. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/02/2014 ADDRESS: 16180 Hastings Ave, Prior Lake MN 55372, United States DESCRIPTION: pay bills associated with running the business and maintain or find contractors to maintain space The building the LLC owned has been sold and we have no renters. The LLC has to remain open until the end of the 2025 tax season. The LLC will be closed this time next year.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-16
  • S66 Uniform Combined State Law Examination
    2008-04-16
Other Names
  • Richard Joseph Kirchoff

View on SEC IAPD

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