Marcos A. Sanz Madera

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2007 → 11/2025
  Oriental Financial Services Corp
  San Juan, PR
• 11/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 11/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 06/2025 → 11/2025
  Naboria 360, Llc
  San Juan, PR
• 07/2026 → Present
  Sanz... Strategic Financial Guidance
  Hato Rey, PR

Previous Registrations

• 2017-11-22 → 2025-12-03
  Oriental Financial Services Llc
  San Juan, PR

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 09/2010 APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 2 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: CONDESA DEL MAR HOA INVESTMENT RELATED: NO ADDRESS: CONDOMINIO CONDESA DEL MAR, 3103 AV ISLA VERDE 809, NATURE OF BUSINESS: BOARD FIDUCIARY POSITIONS START DATE: 3/2022 POSITION/TITLE/RELATIONSHIP: TREASURER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: MAKE ANNUAL BUDGETS AND MONITOR OPERATING EXPENSES FOR THE COMMUNITY. REPORT MONTHLY FINANCIAL STATEMENT TO THE BOARD OF DIRECTORS AND ANNUAL REPORTING TO THE HOA.; 3. NAME OF OTHER BUSINESS: NABORIA 360, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: CFO OUTSOURCING START DATE: 6/2025 POSITION/TITLE/RELATIONSHIP: OWNER - DIRECTOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE SUPPORT TO SMALL BUSINESS OWNERS ON THE AREAS OF BUDGETING, ORGANIZING ACCOUNT REPORTS, BANKING TASKS AS PLATFORM SETTING, DDA ACCOUNTS, LINES OF CREDIT, ASSET FINANCING, MEETING WITH CPA'S, CREATING REPORTS TO MANAGEMENT; 4. NAME OF OTHER BUSINESS: SANZ... STRATEGIC FINANCIAL GUIDANCE; INVESTMENT RELATED: YES; ADDRESS: 530 AVE ING MANUEL DOMENECH STE 201, HATO REY, PR 00918; NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 7/07/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 60, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2017-08-31
• S63 Uniform Securities Agent State Law Examination
  2016-04-09

Other Names

• Marcos A. Sanz-Madera