Stacy Linnea Poli

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 12/2016
  Morgan Stanley Smith Barney
  New York, NY
• 01/2017 → 11/2025
  Wells Fargo Clearing Services Llc
  Waltham, MA
• 11/2025 → Present
  Rbc Capital Markets, Llc
  Wellesley Hills, MA

Previous Registrations

• 2017-01-19 → 2024-10-16
  Wells Fargo Clearing Services, Llc
  Waltham, MA
  Boston, MA
• 2009-06-01 → 2017-01-03
  Morgan Stanley
  Boston, MA
  Boston, MA
  New York, NY
  Boston, MA
• 2008-06-12 → 2009-06-01
  Morgan Stanley & Co. Llc
  Boston, MA

Other Businesses

1) NAME OF ENTITY: Stacy Poli Health is Wealth ADDRESS: 15 Wentworth Farm Rd Milton MA 02186 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Feb 19, 2020 CAPACITY: Other DUTIES: Health coach certified through Institute for Integrative Nutrition - formerly offered health and wellness advice to clients. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours 2) NAME OF ENTITY: FASTer Way to Fat Loss, LLC ADDRESS: 8122 118th Ave Largo FL 33773 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Apr 14, 2025 CAPACITY: Other DUTIES: Im a health and fitness coach through the FASTer Way but currently have no active clients. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams

• S66 Uniform Combined State Law Examination
  2008-06-03

Other Names

• Stacy Linnea Gugliotta