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Susan Kesler Erb

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Naples, FL

Naples, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-12-12
FL RA APPROVED 2008-09-02
  • TX RA
    APPROVED_RES
    Since 2021-12-12
  • FL RA
    APPROVED
    Since 2008-09-02

Branch Locations

9128 Strada Pl, Naples, FL 34108 • United States

Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Naples FL 08/2008 Present
Bank Of America, N.A. Naples FL 07/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-08-22
S63 Uniform Securities Agent State Law Examination 2008-06-26
  • S65 Uniform Investment Adviser Law Examination
    2008-08-22
  • S63 Uniform Securities Agent State Law Examination
    2008-06-26
Other Names
  • Susan Elaine Silletto
  • Susan Elaine Kesler
  • Susan Erb

View on SEC IAPD

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TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
WELLS FARGO CLEARING SERVICES, LLC · NAPLES, FL
J.P. MORGAN SECURITIES LLC · NAPLES, FL
SYNOVUS SECURITIES, INC. · NAPLES, FL
LPL FINANCIAL LLC · NAPLES, FL
CAPITAL WEALTH PLANNING, LLC · NAPLES, FL
AMERIPRISE FINANCIAL SERVICES, LLC · NAPLES, FL

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