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Tina Tzu-Yi Tsao

Transamerica Financial Advisors, LLC

Pleasanton, CA

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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-02-18
  • CA RA
    APPROVED
    Since 2025-02-18

Branch Locations

6700 Koll Center Pkwy Suite 160-P, Pleasanton, CA 94566 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Pleasanton CA 02/2025 Present
Wfgia Pleasanton CA 12/2024 Present
Homemaker Shanghai 04/2023 12/2024
Deutsche Bank San Francisco CA 03/2022 04/2023
Citi Private Bank San Francisco CA 06/2019 03/2022
Usborne Books And More Tulsa OK 02/2018 03/2022
Transamerica Financial Advisors, Inc San Mateo CA 06/2015 05/2019
World Financial Group, Inc. San Mateo CA 05/2015 06/2019
  • 02/2025 → Present
    Transamerica Financial Advisors, Inc
    Pleasanton, CA
  • 12/2024 → Present
    Wfgia
    Pleasanton, CA
  • 04/2023 → 12/2024
    Homemaker
    Shanghai
  • 03/2022 → 04/2023
    Deutsche Bank
    San Francisco, CA
  • 06/2019 → 03/2022
    Citi Private Bank
    San Francisco, CA
  • 02/2018 → 03/2022
    Usborne Books And More
    Tulsa, OK
  • 06/2015 → 05/2019
    Transamerica Financial Advisors, Inc
    San Mateo, CA
  • 05/2015 → 06/2019
    World Financial Group, Inc.
    San Mateo, CA
Previous Registrations
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-14
  • S66 Uniform Combined State Law Examination
    2008-02-14
Other Names
  • Tina Chih-I Tsao
  • Tina T Tsao
  • Tina Chih-I Tsao
  • Tina Tzu-Yi Tsao
  • Tina Tzuyi Tsao
  • Tina Chih-I Tsao

View on SEC IAPD

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Other Offices

PRUDENT PROSPERA PLANNING, INC. · PLEASANTON, CA
CETERA INVESTMENT ADVISERS LLC · PLEASANTON, CA
PANDECT CATALYST FUND MANAGEMENT LLC · PLEASANTON, CA
ADAP TAX FINANCIAL, INC. · PLEASANTON, CA
BUCK WEALTH STRATEGIES, LLC · PLEASANTAN, CA
DEJARNATT, PAUL E · PLEASANTON, CA
LPL FINANCIAL LLC · PLEASANTON, CA
LEGACY WEALTH MANAGEMENT, LLC · Pleasanton, CA

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