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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-25
NJ RA APPROVED 2024-11-08
  • TX RA
    APPROVED_RES
    Since 2026-05-25
  • NJ RA
    APPROVED
    Since 2024-11-08

Branch Locations

89 Broad St, Red Bank, NJ 07701 • United States

20 Linden Place, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Manalapan NJ 09/1999 11/2024
Morgan Stanley Smith Barney Llc Red Bank NJ 11/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-02-07
  • S66 Uniform Combined State Law Examination
    2011-02-07
Other Names
  • Maria Rose Argiro
  • Maria R Figliolini
  • Maria Palma

View on SEC IAPD

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