Jon Daniel Breimhorst

Current Employers

Employment History

• 02/2015 → 06/2018
  Ubs
  Bloomington, MN
• 06/2018 → Present
  Oakwood Capital Securities, Inc.
  Minneapolis, MN

Previous Registrations

• 2018-07-26 → 2020-12-31
  Oakwood Capital, Inc.
  Prescott, WI
  St. Louis Park, MN
• 2015-03-20 → 2018-06-12
  Ubs Financial Services Inc.
  Bloomington, MN
• 2014-01-07 → 2015-02-24
  Wealth Enhancement Advisory Services, Llc
  Burnsville, MN
  Plymouth, MN

Other Businesses

Investment Adviser Representative; Oakwood Capital, Inc., and SEC Registered Investment Adviser; 600 Highway 169 S, Ste 1410, Minneapolis, MN 55426; Since July 2018; Approx 10 hours per month during trading hours spent on this investment-related outside business activity. Prescott Community Club; Secretary; non-business related; Prescott, WI; since 9/1/2023; Charity to help the children of Prescott; volunteer position acting as club secretary; 2 hours per month during business hours. Prescott Chamber of Commerce; Board member; non-investment related; 800 Borner St N Prescott WI 54021; since 1/1/2024; Board member of Prescott Chamber of Commerce; 1 hour per month during business hours Raleigh Dog LLC; Co-Owner; non-investment related; 1015 Campbell St, Prescott, WI 54021; since 6/1/2023; LLC created to own commercial real estate; 2 hours per month after business hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-05-07
• S63 Uniform Securities Agent State Law Examination
  2011-09-06

Designations

Other Names

• Jon Breimhorst