Deena Marie Rini

Current Employers

Employment History

• 10/2007 → Present
  Oswald Financial Inc.
  Cleveland, OH
• 11/2010 → Present
  Lpl Financial Llc
  Cleveland, OH
• 04/2015 → Present
  Global Retirement Partners
  Cleveland, OH

Other Businesses

1. 12/2/2010 - Oswald Financial, Inc. - IVN REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) - TIME SPENT 100%. 2. 06/08/2015 - GLOBAL RETIREMENT PARTNERS - INV REL - 1100 SUPERIOR AVE SUITE 1350 CLEVELAND OH 44114 - REGISTERED INVESTMENT ADVISOR HYBRID - (HYBRID) GLOBAL RETIREMENT PARTNERS - START 04/01/2015 - 160 HRS/MO DURING SECS TRDG HRS - ADMIN 3. 11/17/2015 - Global Retirement Partners - INV REL - 1100 Superior Ave, Ste 1350, Cleveland OH 44114 - Registered Investment Advisor DBA - (HYBRID) Oswald Financial, Inc. - START 04/01/2015 - 160 HOURS PER MONTH, 160 DURING TRADING - We provide retirement plan consulting services for flat fees or bps 4. 07/28/2016 - Oswald Financial, Inc. - DBA for LPL Business (entity for LPL business) - Oswald Financial, Inc. - INV REL - At Reported Business Location(s) - Start 05/01/1999 - Advisor/broker for corporate retirement plans - 160 Hr/Mo; 160 Hours During Securities Trading. 5. 8/24/2017 - Oswald Companies - Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Started 10/22/2007 - 160 Hours Per Month/140 Hours During Securities Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  2017-03-24
• S65 Uniform Investment Adviser Law Examination
  2016-11-20