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Current Employers
Dai Wealth, Llc

2800 Century Parkway Ne Suite 650, Atlanta, GA 30345 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-10-22
CO RA APPROVED 2025-05-29
NM RA APPROVED 2022-12-21
TX RA APPROVED 2022-12-21
  • AZ RA
    APPROVED
    Since 2025-10-22
  • CO RA
    APPROVED
    Since 2025-05-29
  • NM RA
    APPROVED
    Since 2022-12-21
  • TX RA
    APPROVED
    Since 2022-12-21

Branch Locations

2800 Century Parkway Ne Suite 650, Atlanta, GA 30345 • United States

6301 Indian School Rd Ne Suite 609, Albuquerque, NM 87110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Albuquerque NM 12/2011 12/2016
Scf Securities, Inc. Fresno CA 12/2016 12/2022
Scf Investment Advisors, Inc. Fresno CA 12/2016 12/2022
Dai Securities, Llc Atlanta GA 12/2022 Present
Dai Wealth, Llc Atlanta GA 12/2022 Present
  • 12/2011 → 12/2016
    Fsc Securities Corporation
    Albuquerque, NM
  • 12/2016 → 12/2022
    Scf Securities, Inc.
    Fresno, CA
  • 12/2016 → 12/2022
    Scf Investment Advisors, Inc.
    Fresno, CA
  • 12/2022 → Present
    Dai Securities, Llc
    Atlanta, GA
  • 12/2022 → Present
    Atlanta, GA
Previous Registrations
  • 2016-12-22 → 2022-12-31
    Scf Investment Advisors, Inc.
    Albuquerque, NM
    San Diego, CA
  • 2012-01-03 → 2016-12-22
    Fsc Securities Corporation
    Rio Rancho, NM
    Atlanta, GA
    Albuquerque, NM
  • 2010-04-22 → 2011-12-23
    New England Securities
    Albuquerque, NM
Other Businesses

1. RENTAL PROPERTY BUSINESS, YES , 7005 CHRISTY AVE. ALBUQUERQUE, NM 87109, OWNER, 11/2001, 4, 1, MAINTAINING THE PROPERTIES, COLLECTING RENTAL PAYMENTS, PAYING MORTGAGE PAYMENTS, PAYING TAXES, AND INSURANCE; 2. CREATIVE FINANCIAL STRATEGIES, YES, 6301 INDIAN SCHOOL RD NE SUITE #609 ALBUQUERQUE, NM 87110, BROKER, 2011, 80, 80, AS CORPORATE INVESTMENT ADVISOR REP MANAGING, RECOMMENDING, PLACING SECURITIES, FOR CLIENTS ADVISORY ACCOUNTS; 3. CREATIVE FINANCIAL STRATEGIES, YES, 6301 INDIAN SCHOOL RD NE SUITE #609 ALBUQUERQUE, NM 87110, BROKER, 2011, 80, 80, INSURANCE REVIEWING CLIENTS RISK MANAGEMENT NEEDS. QUOTING RATES, TAKING APPLICATIONS, DELIVERING POLICIES; 4. CREATIVE FINANCIAL STRATEGIES, YES, 6301 INDIAN SCHOOL RD NE SUITE #609 ALBUQUERQUE, NM 87110, BROKER, 2011, 20, 20, GATHERING DATA FROM CLIENTS, BUILDING FINANCIAL PLANS, DELIVERING RECOMMENDATIONS, AND IMPLEMENTING PLAN RECOMMENDATIONS; 5. TRIUMP CENTRE @ BETHEL; 7800 HOLBROOK ST. NE ALBUQUERQUE NM 87122, BOARD MEMBER, JAN 01 2008, 5 HRS, SEC HRS 0, I AM ON THE BOARD OF TRIUMP CENTRE @ BETHEL, THE DUTIES INCLUDE ATTENDING QUARTERLY MEETINGS AND MAKING DECISIONS CONCERNING THE FUTURE OF THE CHURCH; 6. Mullins Financial Services LLC, YES, 6301 INDIAN SCHOOL RD NE SUITE #609 ALBUQUERQUE, NM 87110, DBA CREATED FOR RECEIPT OF 1099 INCOME FROM CREATIVE FINANCIAL STRATEGIES TO AND FOR MULLINS FINANCIAL SERVICES, LLC: 7. The Society for Financial Awareness; YES; SAN DIEGO, CA; FINANCIAL EDUCATION; MEMBER; JULY 2025; 5 HOURS; 5 HOURS; INSTRUCTOR

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-04-14
S63 Uniform Securities Agent State Law Examination 2008-04-28
  • S65 Uniform Investment Adviser Law Examination
    2010-04-14
  • S63 Uniform Securities Agent State Law Examination
    2008-04-28
Other Names
  • Jason A Mullins

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