Sara Ann Scholl

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 02/2017
  Msi Financial Services, Inc.
  Iselin, NJ
• 02/2017 → Present
  Gwn Securities, Inc.
  Palm Beach Gardens, FL

Previous Registrations

• 2009-04-01 → 2017-02-23
  Msi Financial Services, Inc.
  Warren, NJ
  Coopersburg, PA
  Cranford, NJ
  Union City, NJ
  Morristown, NJ
  Florham Park, NJ
• 2008-03-21 → 2009-01-05
  Ameriprise Financial Services, Llc
  Center Valley, PA

Other Businesses

TURNING POINTE FINANCIAL,Is Investment Related,,DBA/Financial Services,Registered Rep,2017-02-17,160 hours per month,160 hours per month during trading hours,Commission Compensation,DBA/ Financial Services Co-owner of REGAROO LLC,Is Not Investment Related,"262 Lyons Road, , Basking Ridge, NJ, 07920, USA",design and market products for online sales,design and market products for online sales,2001-01-01,4 hours per month,1 hours per month during trading hours,Fee Based Compensation,design and market products for online sales RICHARDS & SUMMERS, INC POSITION: agent NATURE: auto and homeowners insurance for individuals and small businesses. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/11/2019 ADDRESS: 76 Broadway, Denville NJ 07834, United States DESCRIPTION: I will be giving referrals to licensed and experienced property and casualty agent to assist my clients NATIONAL LIFE GROUP - LIFE INSURANCE COMPANY OF SOUTWEST POSITION: agent NATURE: Products sales - index annuity suite of tools. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 04/01/2020 ADDRESS: One National Life Drive, One National Life Drive, Montpelier VT 05604, United States DESCRIPTION: Reviewing client needs and implementing, when appropriate, annuity solutions that meet those needs. FINAL EXPENSE PLAN POSITION: agent NATURE: A solution that will compliment what I'm already doing with clients I already work with and future clients. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 04/13/2020 ADDRESS: PO Box 1191, Madison WI 53701-1191, United States DESCRIPTION: Part of the financial planning process to educate and offer this solution. BLUE NEST LIFE INVESTMENT RELATED: Is Not Investment Related, ADDRESS: "262 Lyons Road, , Basking Ridge, NJ, 07920, United States", NATURE: Insurance, POSITION: owner, START DATE: 5/12/2025, NUMBER OF HOURS: 10 hours per month, SECURITIES TRADING HOURS: 0 hours per month during trading hours, Commission Compensation, DESCRIPTION: Sell insurance and annuity products.

Exams

• S66 Uniform Combined State Law Examination
  2008-03-20

Designations

• Certified Financial Planner

Other Names

• Sara Ann Weiler
• Sara Ann Weiler
• Sara Ann Scholl
• Sara A Scholl