Daniel Mason Helmer

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2005 → 09/2023
  Wells Fargo Bank, N.A.
  Conroe, TX
• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Conroe, TX
• 11/2016 → 09/2023
  Wells Fargo Clearing Services, Llc
  Conroe, TX
• 10/2023 → Present
  Lpl Financial Llc
  Conroe, TX

Previous Registrations

• 2011-01-03 → 2023-09-27
  Wells Fargo Clearing Services, Llc
  Conroe, TX
  The Woodlands, TX
• 2008-12-08 → 2011-01-03
  Wells Fargo Investments, Llc
  Conroe, TX

Other Businesses

1) 10/05/2023 - Cornerstone Financial Group, Inc. - DBA for LPL Business (entity for LPL business)- Inv. Related- At reported business location(s) - Start Date 10/02/2023 - 10 Hours Per Month/ During Trading 2) 10/05/2023 - Cornerstone Financial Group, Inc. - DBA for LPL Business (entity for LPL business)- Inv. Related- At reported business location(s) - Start Date 09/19/2023 - 160 Hours Per Month/8 Hrs During Trading 3) 11/01/2023 - PWM Planning, Inc - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/02/2023 - 10 Hours Per Month/ During Trading 4) 04/30/2025 - CWM Planning - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 4/28/2025 - 10 Hours Per Month/ During Trading

Exams

• S66 Uniform Combined State Law Examination
  2008-12-04