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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-11-14 |
Branch Locations
101 W Big Beaver Road Suite 705, Troy, MI 48084 • United States
10315 Grand River Road Ste 102, Brighton, MI 48116 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Brighton | MI | 01/2015 | 03/2017 |
| Mml Investors Services, Llc | Brighton | MI | 03/2017 | 05/2018 |
| Pruco Securities, Llc. | Brighton | MI | 05/2018 | 11/2024 |
| Prudential Insurance Company Of America | Brighton | MI | 05/2018 | Present |
| Lpl Enterprise, Llc | Brighton | MI | 11/2024 | Present |
1. 10/10/2024; ST. MITTER FINANCIAL SERVICES INC; property and casualty; YES inv related; 5 hr/mo non trading; 2 hr/mo trading; 03/18/2024 2.10/02/2024; ST. MITTER FINANCIAL SERVICES INC; BUsiness entity for tax purposes ; YES inv related; 2 hr/mo non trading; 0 hr/mo trading; 03/18/2024 3.09/23./2024 ; NUSTAR INS AGENCY; Property and casuality; YES inv related; 40 hr/mo non trading; 20 hrs trading; 11/28/2012 NUSTAR INSURANCE AGENCY, INC POSITION: Agent NATURE: Home & Auto Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 4 START DATE: 12/01/2012 ADDRESS: 10315 Grand River Road, Suite 102, Brighton MI 48116, United States DESCRIPTION: Property and Casualty Insurance Sales
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 2008-02-28 |
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