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James Paul Nichols

Voya Financial Advisors, Inc.

Windsor, CT

Chaplin, CT

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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-02-01
TX RA APPROVED_RES 2024-02-01
CT RA APPROVED 2011-01-03
  • NY RA
    APPROVED
    Since 2024-02-01
  • TX RA
    APPROVED_RES
    Since 2024-02-01
  • CT RA
    APPROVED
    Since 2011-01-03

Branch Locations

One Orange Way, C4-S, Windsor, CT 06095 • United States

Chaplin, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Hartford CT 09/2014 Present
Voya Financial Partners Hartford CT 09/2014 Present
Voya Financial Advisors Windsor CT 09/2014 Present
  • 09/2014 → Present
    Voya Financial
    Hartford, CT
  • 09/2014 → Present
    Voya Financial Partners
    Hartford, CT
  • 09/2014 → Present
    Voya Financial Advisors
    Windsor, CT
Previous Registrations
  • 2007-12-06 → 2011-01-03
    Voya Financial Partners, Llc
    Windsor, CT
    Windsor, CT
    Hartford, CT
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-02-23
S66 Uniform Combined State Law Examination 2007-12-27
  • S63 Uniform Securities Agent State Law Examination
    2012-02-23
  • S66 Uniform Combined State Law Examination
    2007-12-27
Other Names
  • James Paul Bennet

View on SEC IAPD

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