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Laura Isabel Villegas

Hsbc Securities (Usa) Inc.

South Miami, FL

Miami, FL

CRD 5462370

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Employer firm

Hsbc Securities (Usa) Inc. CRD 19585

$3.84B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • PROVIDE ASSET ALLOC RECOMMENDATIONS & BASED UPON SUCH RECOMMENDATIONS 3RD PARTY ADV TO MANAGE ASSETS PURSUANT TO CLIENT APPROVAL

From the firm’s Form ADV. Read the guides:

Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-06-08
  • FL RA
    APPROVED
    Since 2015-06-08

Branch Locations

South Miami, FL • United States

1441 Brickell Avenue 16Th Floor, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Private Bank Miami FL 05/2015 Present
Hsbc Securities (Usa) Inc. Miami FL 05/2015 Present
Previous Registrations
  • 2010-11-16 → 2015-05-04
    Sabadell Securities Usa, Inc.
    Miami, FL
    Coral Gables, FL
  • 2009-06-01 → 2009-09-28
    Morgan Stanley
    Coral Gables, FL
  • 2008-02-21 → 2009-06-01
    Citigroup Global Markets Inc.
    Coral Gables, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-15
  • S66 Uniform Combined State Law Examination
    2008-02-15

View on SEC IAPD

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