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Rebecca K Walsh

Oak Maple Finance, LLC

Burlington, VT

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Current Employers
Oak Maple Finance, Llc

35 King Street, Suite 10, Burlington, VT 05401 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-03-11
VT RA APPROVED 2024-01-26
  • NY RA
    APPROVED
    Since 2026-03-11
  • VT RA
    APPROVED
    Since 2024-01-26

Branch Locations

35 King Street, Suite 10, Burlington, VT 05401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pathway Financial Advisors, Llc South Burlington VT 08/2009 01/2018
Pathway Financial Advisors, Llc South Burlington VT 01/2018 09/2022
Oak Maple Finance, Llc Essex VT 08/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-11-16
  • S65 Uniform Investment Adviser Law Examination
    2007-11-16
Designations
Other Names
  • Rebecca J Klest
  • Rebecca J Walsh
  • Becky Klest
  • Becky Walsh

View on SEC IAPD

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